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Assistant General Counsel, Regulatory
Legal · Finra · Washington, DCAre you looking for purpose and meaning in your work? Does the idea of working for a regulator speak to your moral compass? As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sit...3 days ago on EquestTools -
Associate General Counsel, Capital Markets
Legal · Finra · Washington, DCThis position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board of Governors and senior management, advising them on high-impact, ...Over 4 weeks ago on EquestTools